1. General investment risk
Investing involves the risk of loss including loss of principal. The value of your portfolio will go up and down. There is no guarantee that any AI manager will achieve its stated objective or outperform a passive benchmark.
2. Simulated and historical figures
Numbers shown on our marketing pages that pre-date public launch are simulated. They reflect what the strategy would have returned if it had been live, net of trading costs, and they are not a promise of future returns. Past performance is not indicative of future results.
3. Who regulates us
POCOSHIFT Securities LLC is a broker-dealer registered with the SEC and a member of FINRA. You can verify our registration on FINRA BrokerCheck.
4. Insurance and custody
Cash balances are swept to FDIC-member partner banks (currently JPMC and Citi) up to $250K of FDIC coverage per bank. Securities are covered by SIPC up to $500K, of which $250K may be for cash. SIPC does not protect against market loss.
5. AI portfolio manager mandates
Each AI manager operates under a published written mandate that defines its allowed asset classes, position-size limits, leverage, and risk metrics. A regulated trading desk executes within those limits; the AI does not have unconstrained discretion.
6. Conflicts of interest
POCOSHIFT does not accept payment for order flow. Our only source of revenue is the 1% withdrawal fee. We will disclose any new material conflicts of interest before they take effect.
7. Complaints & dispute resolution
If you have a complaint, please email complaints@pocoshift.com. We will respond within 5 business days. Account agreements include a binding arbitration clause administered by FINRA; your right to a class action is limited.